Thomas M. Yockey - Jun 4, 2021 Form 4 Insider Report for Broad Street Realty, Inc. (BRST)

Role: Director
Signature: /s/ Andrew P. Campbell as attorney-in-fact for Thomas M. Yockey
Stock symbol: BRST
Transactions as of: Jun 4, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/8/2021, 05:45 PM
Previous filing: May 28, 2021
Next filing: Oct 8, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BRST	Common Stock	Award		+216K	+9.94%		2.39M	Jun 4, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Received in exchange for membership interests in BSV Spotswood Investors LLC ("Spotswood"), pursuant to the previously disclosed Agreement and Plan of Merger (the "Spotswood Merger Agreement"), dated as of May 28, 2019, as amended on Nov. 27, 2019 and Dec. 27, 2019, by and among Spotswood, Broad Street Realty, Inc. (the "Issuer"), Broad Street Operating Partnership, LP and a subsidiary. Upon the closing of the transactions contemplated by the Spotswood Merger Agreement (the "Spotswood Merger"), the membership interests that were then outstanding were converted into the right to receive shares of the Issuer's common stock.
F2	As of the date immediately prior to the effective time of the Spotswood Merger, the last reported sales price of the Issuer's common stock on the OTC Pink Market was $1.30 per share.

Content

Received in exchange for membership interests in BSV Spotswood Investors LLC ("Spotswood"), pursuant to the previously disclosed Agreement and Plan of Merger (the "Spotswood Merger Agreement"), dated as of May 28, 2019, as amended on Nov. 27, 2019 and Dec. 27, 2019, by and among Spotswood, Broad Street Realty, Inc. (the "Issuer"), Broad Street Operating Partnership, LP and a subsidiary. Upon the closing of the transactions contemplated by the Spotswood Merger Agreement (the "Spotswood Merger"), the membership interests that were then outstanding were converted into the right to receive shares of the Issuer's common stock.

As of the date immediately prior to the effective time of the Spotswood Merger, the last reported sales price of the Issuer's common stock on the OTC Pink Market was $1.30 per share.