Gina Huang - 05 Jan 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director, 10%+ Owner
Signature
/s/ James R. Warren as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
05 Jan 2023
Net transactions value
+$100,000
Form type
4
Filing time
09 Jan 2023, 16:57:30 UTC
Previous filing
23 Jun 2022
Next filing
12 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Award $100,000 +257,798 +68% $0.3879 639,630 05 Jan 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Rule 16b-3 exempt acquisition from the Issuer.
F2 Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 276,798 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.