Raymond T. White - 16 Jan 2026 Form 3 Insider Report for NN INC (NNBR)

Role
Director
Signature
/s/ Raymond T. White
Issuer symbol
NNBR
Transactions as of
16 Jan 2026
Net transactions value
$0
Form type
3
Filing time
23 Jan 2026, 19:06:34 UTC
Previous filing
18 Feb 2025
Next filing
20 Feb 2026

Reporting Owners (8)

Name Relationship Address Signature Signature date CIK
White Raymond T. Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES /s/ Raymond T. White 23 Jan 2026 0001682494
Legion Partners Asset Management, LLC Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES Legion Partners Asset Management, LLC, By: /s/ Raymond T. White, Managing Director 23 Jan 2026 0001560207
Legion Partners, L.P. I Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES Legion Partners, L.P. I, By: Legion Partners Asset Management, LLC, By: /s/ Raymond T. White, Managing Director 23 Jan 2026 0001595909
Legion Partners, L.P. II Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES Legion Partners, L.P. II, By: Legion Partners Asset Management, LLC, By: /s/ Raymond T. White, Managing Director 23 Jan 2026 0001618783
Legion Partners Special Opportunities, L.P. XI Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES Legion Partners Special Opportunities, L.P. XI, By: Legion Partners Asset Management, LLC, By: /s/ Raymond T. White, Managing Director 23 Jan 2026 0001768000
Legion Partners, LLC Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES Legion Partners, LLC, By: Legion Partners Holdings, LLC, By: /s/ Raymond T. White, Managing Member 23 Jan 2026 0001682390
Legion Partners Holdings, LLC Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES Legion Partners Holdings, LLC, By: /s/ Raymond T. White, Managing Member 23 Jan 2026 0001682389
Kiper Christopher S Director 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES /s/ Christopher S. Kiper 23 Jan 2026 0001432744

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NNBR Common Stock 3,519,420 16 Jan 2026 By: Legion Partners, L.P. I F1, F2
holding NNBR Common Stock 395,144 16 Jan 2026 By: Legion Partners, L.P. II F1, F3
holding NNBR Common Stock 877,065 16 Jan 2026 By: Legion Partners Special Opportunities, L.P. XI F1, F4
holding NNBR Common Stock 300 16 Jan 2026 By: Legion Partners Holdings, LLC F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNBR Warrants 16 Jan 2026 Common Stock 214,095 $11.03 By: Legion Partners, L.P. I F1, F2
holding NNBR Warrants 16 Jan 2026 Common Stock 10,905 $11.03 By: Legion Partners, L.P. II F1, F3
holding NNBR Cash-Settled Total Return Swap 16 Jan 2026 Common Stock 2,757,857 $2.99 By: Legion Partners, L.P. I F1, F2, F6, F7
holding NNBR Cash-Settled Total Return Swap 16 Jan 2026 Common Stock 246,975 $2.93 By: Legion Partners, L.P. II F1, F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. XI ("Legion Partners Special Opportunities"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Securities owned directly by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to beneficially own the securities owned directly by Legion Partners I.
F3 Securities owned directly by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to beneficially own the securities owned directly by Legion Partners II.
F4 Securities owned directly by Legion Partners Special Opportunities. General Partner is the general partner of Legion Partners Special Opportunities, Legion Partners Asset Management is the investment advisor of Legion Partners Special Opportunities, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. White and Kiper are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. White and Kiper may be deemed to beneficially own the securities owned directly by Legion Partners Special Opportunities.
F5 Securities owned directly by Legion Partners Holdings. As managing members of Legion Partners Holdings, Messrs. Kiper and White may be deemed to beneficially own the securities owned directly by Legion Partners Holdings.
F6 Represent certain cash-settled total return swap agreements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide economic exposure to the number of notional shares set forth in Column 3. The Swap Agreements provide the holder thereof with economic results that are comparable to the economic results of ownership but do not provide the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). The Reporting Persons do not have the right or ability to convert the Subject Shares into shares of common stock at any time. Each Reporting Person expressly disclaims beneficial ownership of the Subject Shares except to the extent of his or its pecuniary interest therein.
F7 Represents the reference price associated with the applicable Swap Agreement.

Remarks:

Raymond T. White, a managing director of Legion Partners Asset Management, is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. White) may be deemed a director by deputization by virtue of its or his representation on the Board of Directors of the Issuer.