Bradley Radoff - Oct 23, 2024 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
10%+ Owner
Signature
/s/ Bradley L. Radoff
Stock symbol
RMCF
Transactions as of
Oct 23, 2024
Transactions value $
-$33,480
Form type
4
Date filed
10/25/2024, 04:10 PM
Previous filing
Oct 25, 2024
Next filing
Nov 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock, $0.001 par value per share Sale -$33.5K -12.4K -2.68% $2.70 450K Oct 23, 2024 Direct F1
holding RMCF Common Stock, $0.001 par value per share 300K Oct 23, 2024 By The Radoff Family Foundation F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Bradley Radoff is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Represents securities owned directly by Radoff Foundation. Mr. Radoff, as a director of Radoff Foundation, may be deemed the beneficial owner of the securities owned by Radoff Foundation.