Warren G. Lichtenstein - 20 Dec 2023 Form 4 Insider Report for STEEL PARTNERS HOLDINGS L.P. (SPLP)

Role
Executive Chairman, Director, 10%+ Owner
Signature
By: /s/ Maria Reda, as Attorney-in-Fact for Warren G. Lichtenstein
Issuer symbol
SPLP
Transactions as of
20 Dec 2023
Net transactions value
$0
Form type
4
Filing time
20 Dec 2023, 16:58:06 UTC
Previous filing
07 Dec 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLP Common Units no par value Gift $0 -25,285 -3.1% $0.000000 802,739 20 Dec 2023 Direct F1, F6
transaction SPLP Common Units no par value Gift $0 -9,103 -1.1% $0.000000 793,636 20 Dec 2023 Direct F1, F6
holding SPLP Common Units no par value 2,006,387 20 Dec 2023 By SPH SPV-I LLC F1, F3
holding SPLP Common Units no par value 20,000 20 Dec 2023 By Son F1, F5
holding SPLP Common Units no par value 5,279,428 20 Dec 2023 By Steel Partners, Ltd. F1, F2
holding SPLP Common Units no par value 1,485,000 20 Dec 2023 By WGL Capital LLC F1, F4
holding SPLP 6% Series A Preferred Units 416,948 20 Dec 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
F2 Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
F3 Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
F4 SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
F5 Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6 Donation to charity.