David Kanen - Oct 12, 2023 Form 3 Insider Report for Real Good Food Company, Inc. (RGF)

Role
10%+ Owner
Signature
/s/ David Kanen
Stock symbol
RGF
Transactions as of
Oct 12, 2023
Transactions value $
$0
Form type
3
Date filed
10/26/2023, 07:47 PM
Previous filing
Jul 6, 2023
Next filing
Oct 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RGF Class A Common Stock, par value $0.0001 ("Common Stock") 0 Oct 12, 2023 Direct
holding RGF Common Stock 1.16M Oct 12, 2023 Philotimo Fund, LP F1, F2
holding RGF Common Stock 308K Oct 12, 2023 Philotimo Focused Growth and Income Fund F1, F2
holding RGF Common Stock 10K Oct 12, 2023 Kanen Wealth Management, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to have collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
F2 Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 1,481,700 shares of Common Stock, which represent approximately 12.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the: the 10,000 shares of Common Stock held in customer accounts managed by KWM; the 1,164,020 shares of Common Stock held by Philotimo Fund, LP, of which KWM is the general partner; and the 307,680 shares of Common Stock held by Philotimo Focused Growth and Income Fund managed by KWM . Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM.