David P. Sweitzer - Sep 22, 2023 Form 4 Insider Report for Quest Resource Holding Corp (QRHC)

Signature
/s/ Brett W. Johnston, as Attorney-in-Fact
Stock symbol
QRHC
Transactions as of
Sep 22, 2023
Transactions value $
-$128,637
Form type
4
Date filed
9/26/2023, 04:00 PM
Previous filing
Sep 1, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QRHC Common Stock Options Exercise $49.2K +23.6K +277.83% $2.08 32.2K Sep 22, 2023 Direct F1
transaction QRHC Common Stock Sale -$178K -23.6K -73.53% $7.52 8.51K Sep 22, 2023 Direct F2
holding QRHC Common Stock 22.4K Sep 22, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QRHC Employee Stock Option (Right to Buy) Options Exercise $0 -23.6K -61.85% $0.00 14.6K Sep 22, 2023 Common Stock 23.6K $2.08 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the number of shares exercised by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.36 to $7.635, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F3 These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
F4 The option, representing a right to purchase a total of 62,500 shares, is exercisable in five equal annual installments beginning on October 3, 2017, which was the first anniversary of the date on which the option was granted.