Grosvenor Capital Management, L.P. - Sep 18, 2023 Form 3/A - Amendment Insider Report for Maplebear Inc. (CART)

Role
Other*
Signature
GCM Grosvenor IC SPV, LLC, By: Grosvenor Capital Management, L.P., its investment manager, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory
Stock symbol
CART
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
9/22/2023, 05:36 PM
Date Of Original Report
Sep 18, 2023
Next filing
Sep 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CART Common Stock 506K Sep 18, 2023 By GCM Grosvenor IC SPV 2, LLC F1, F2, F3, F4
holding CART Non-Voting Common Stock 26.5K Sep 18, 2023 By GCM Grosvenor IC SPV 2, LLC F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CART Series A Preferred Stock Sep 18, 2023 Common Stock 1.17M By GCM Grosvenor IC SPV, LLC F1, F2, F5, F6, F7
holding CART Series F Preferred Stock Sep 18, 2023 Common Stock 6.73M By GCM Grosvenor IC SPV, LLC F1, F2, F5, F6, F7
holding CART Series G Preferred Stock Sep 18, 2023 Common Stock 520K By GCM Grosvenor IC SPV 2, LLC F1, F2, F3, F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V") and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").
F2 This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F3 Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities.
F4 GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
F5 Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities.
F6 GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
F7 The preferred stock is convertible into Shares on a one-for-one basis, at the holder's election, and will automatically convert into Shares upon the closing of the initial public offering pursuant to their terms. The preferred stock has no expiration date.

Remarks:

The Form 3 is being amended and restated solely for the purpose of including the EDGAR codes for GCM Grosvenor IC SPV, LLC and GCM Grosvenor IC SPV 2, LLC, joint filers identified in the original filing of the Form 3.