David P. Sweitzer - Jun 14, 2023 Form 4 Insider Report for Quest Resource Holding Corp (QRHC)

Role
EVP and COO
Signature
/s/ Brett W. Johnston, as Attorney-in-Fact
Stock symbol
QRHC
Transactions as of
Jun 14, 2023
Transactions value $
-$151,259
Form type
4
Date filed
6/16/2023, 05:27 PM
Previous filing
May 19, 2023
Next filing
Sep 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QRHC Common Stock Options Exercise $9.04K +5.99K +70.33% $1.51* 14.5K Jun 14, 2023 Direct F1
transaction QRHC Common Stock Sale -$36K -5.99K -41.29% $6.02 8.51K Jun 14, 2023 Direct F2
transaction QRHC Common Stock Options Exercise $43.8K +29K +340.9% $1.51* 37.5K Jun 16, 2023 Direct F1
transaction QRHC Common Stock Sale -$168K -29K -77.32% $5.79 8.51K Jun 16, 2023 Direct F3
holding QRHC Common Stock 22.4K Jun 14, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QRHC Employee Stock Option (Right to Buy) Options Exercise $0 -5.99K -17.1% $0.00 29K Jun 14, 2023 Common Stock 5.99K $1.51 Direct F5
transaction QRHC Employee Stock Option (Right to Buy) Options Exercise $0 -29K -100% $0.00* 0 Jun 16, 2023 Common Stock 29K $1.51 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the number of shares exercised by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.07, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.67 to $5.98, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F4 These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
F5 The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.