Michael Gorzynski - 06 Jun 2023 Form 4 Insider Report for Alpha Metallurgical Resources, Inc. (AMR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Jun 2023, 17:06:27 UTC
Prior SEC filing
09 May 2023
Next SEC filing
04 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Gorzynski

Key filing fact

Michael Gorzynski filed Form 4 for Alpha Metallurgical Resources, Inc. (AMR) on 08 Jun 2023.

Key facts

  • This page summarizes Michael Gorzynski's Form 4 filing for Alpha Metallurgical Resources, Inc. (AMR).
  • 6 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 08 Jun 2023, 17:06.

Change

  • Previous filing in this sequence was filed on 09 May 2023.
  • Current net transaction value: +$237,227.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMR transaction

Common Stock, $0.01 par value per share

Exercise of in-the-money or at-the-money derivative security

Transaction value
$193,784
Shares
+4,309
Change %
+0.55%
Price
$44.97*
Shares after
787,097
Date
07 Jun 2023
Ownership
By Percy Rockdale LLC
Footnotes
F1, F2
AMR transaction

Common Stock, $0.01 par value per share

Exercise of in-the-money or at-the-money derivative security

Transaction value
$4,587
Shares
+102
Change %
+6.4%
Price
$44.97*
Shares after
1,691
Date
07 Jun 2023
Ownership
By MG Capital Management, Ltd.
Footnotes
F1, F3
AMR transaction

Common Stock, $0.01 par value per share

Exercise of in-the-money or at-the-money derivative security

Transaction value
$38,856
Shares
+864
Change %
+24%
Price
$44.97*
Shares after
4,486
Date
06 Jun 2023
Ownership
By Spouse
Footnotes
F1, F4
AMR holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,783
Date
06 Jun 2023
Ownership
Direct
Footnotes
F1
AMR holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
590,449
Date
06 Jun 2023
Ownership
By Continental General Insurance Company
Footnotes
F1, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMR transaction Derivative

Series A Warrant

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-3,591
Change %
-86%
Price
$0.000000
Shares after
573
Date
07 Jun 2023
Ownership
By Percy Rockdale LLC
Underlying class
Common Stock, par value $0.01 per share
Underlying amount
4,309
Exercise price
$44.97
Footnotes
F2, F6
AMR transaction Derivative

Series A Warrant

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-85
Change %
-87%
Price
$0.000000
Shares after
13
Date
07 Jun 2023
Ownership
By MG Capital Management, Ltd.
Underlying class
Common Stock, par value $0.01 per share
Underlying amount
102
Exercise price
$44.97
Footnotes
F3, F6
AMR transaction Derivative

Series A Warrant

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-720
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Jun 2023
Ownership
By Spouse
Underlying class
Common Stock, par value $0.01 per share
Underlying amount
864
Exercise price
$44.97
Footnotes
F4, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F2

Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale.

Footnote F3

Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management.

Footnote F4

Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F5

Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC.

Footnote F6

The Series A Warrants are exercisable as of the date hereof and were exercisable commencing from the date of their original issuance on July 26, 2016.

SEC remarks

Mr. Gorzynski is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Gorzynski) may be deemed a director by deputization by virtue of Mr. Gorzynski's service on the Board of Directors of the Issuer.

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