Travis W. Cocke - 09 Jan 2023 Form 3/A - Amendment Insider Report for GRIFFON CORP (GFF)

Role
Director, Other*
Signature
/s/ Travis W. Cocke
Issuer symbol
GFF
Transactions as of
09 Jan 2023
Net transactions value
$0
Form type
3/A - Amendment
Filing time
17 Mar 2023, 16:32:01 UTC
Date Of Original Report
11 Jan 2023
Next filing
24 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GFF Common Stock, $0.25 par value 1,380,000 09 Jan 2023 By: Voss Value Master Fund, L.P. F1, F2
holding GFF Common Stock, $0.25 par value 191,099 09 Jan 2023 By: Voss Value-Oriented Special Situations Fund, L.P. F1, F3
holding GFF Common Stock, $0.25 par value 1,497,753 09 Jan 2023 By: Managed Accounts of Voss Capital, LLC F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 5,700 $20.50 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 11,400 $23.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 13,500 $25.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 5,700 $26.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 5,700 $27.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 5,700 $28.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 19,900 $30.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 25,800 $35.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 14,200 $40.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 100 $43.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 14,200 $44.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 25,000 $50.00 By: Voss Value Master Fund, L.P. F2, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 800 $20.50 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 1,600 $23.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 1,200 $25.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 800 $26.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 800 $27.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 800 $28.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 2,700 $30.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 3,700 $35.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 1,900 $40.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 1,900 $44.00 By: Voss Value-Oriented Special Situations Fund, L.P. F3, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 3,500 $20.50 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 7,000 $23.00 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 10,300 $25.00 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 3,500 $26.00 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 3,500 $27.00 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 3,500 $28.00 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 12,400 $30.00 By: Managed Accounts of Voss Capital, LLC F4, F5
holding GFF Call Option (right to buy) 09 Jan 2023 Common Stock, $0.25 par value 15,500 $35.00 By: Managed Accounts of Voss Capital, LLC F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3/A is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission.
F2 Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.
F3 Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund.
F4 Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts.
F5 Such options are exercisable as of the date hereof and were immediately exercisable upon their acquisition.

Remarks:

The two-part Form 3, filed on January 11, 2023, and subsequent Forms 4 filed on January 11, 2023 and January 24, 2023 (in two parts), were filed timely and under the correct names of Voss Value Master Fund and Voss Value-Oriented Special Situations Fund, each a Reporting Person, but were either inadvertently filed without the CIK codes for Voss Value Master Fund and Voss Value-Oriented Special Situations Fund, or using the incorrect CIK code for Voss Value Master Fund. This amendment corrects the CIK codes for Voss Value Master Fund and Voss Value-Oriented Special Situations Fund, and re-reports the Reporting Persons' holdings as of January 11, 2023. Mr. Cocke is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Cocke) may be deemed a director by deputization by virtue of Mr. Cocke's service on the Board of Directors of the Issuer.