Michael Gorzynski - Jan 1, 2023 Form 3 Insider Report for Alpha Metallurgical Resources, Inc. (AMR)

Signature
/s/ Michael Gorzynski
Stock symbol
AMR
Transactions as of
Jan 1, 2023
Transactions value $
$0
Form type
3
Date filed
1/11/2023, 05:00 PM
Previous filing
Jul 6, 2021
Next filing
Feb 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMR Common Stock, par value $0.01 per share 783K Jan 1, 2023 By Percy Rockdale LLC F1, F2
holding AMR Common Stock, par value $0.01 per share 1.59K Jan 1, 2023 By MG Capital Management, Ltd. F1, F3
holding AMR Common Stock, par value $0.01 per share 590K Jan 1, 2023 By Continental General Insurance Company F1, F4
holding AMR Common Stock, par value $0.01 per share 3.62K Jan 1, 2023 By Spouse F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMR Series A Warrant Jan 1, 2023 Common Stock, par value $0.01 per share 4.16K $55.93 By Percy Rockdale LLC F2, F6
holding AMR Series A Warrant Jan 1, 2023 Common Stock, par value $0.01 per share 98 $55.93 By MG Capital Management, Ltd. F3, F6
holding AMR Series A Warrant Jan 1, 2023 Common Stock, par value $0.01 per share 720 $55.93 By Spouse F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale.
F3 Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management.
F4 Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC.
F5 Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6 The Series A Warrants are exercisable as of the date hereof and were exercisable commencing from the date of their original issuance on July 26, 2016.

Remarks:

Mr. Gorzynski is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Gorzynski) may be deemed a director by deputization by virtue of Mr. Gorzynski's service on the Board of Directors of the Issuer.