Jeffrey E. Eberwein - Nov 15, 2022 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Jeffrey E. Eberwein
Stock symbol
STRR
Transactions as of
Nov 15, 2022
Transactions value $
-$38,639
Form type
4
Date filed
11/17/2022, 04:42 PM
Previous filing
Nov 14, 2022
Next filing
Nov 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STRR Common Stock Options Exercise +8.63K +0.31% 2.76M Nov 15, 2022 Direct F1, F2
transaction STRR Common Stock Purchase $9K +10K +0.36% $0.90 2.77M Nov 15, 2022 Direct F3, F4
transaction STRR Common Stock Purchase $9.1K +10K +0.36% $0.91 2.78M Nov 16, 2022 Direct F3, F5
transaction STRR Common Stock Purchase $9K +10K +0.36% $0.90 2.79M Nov 17, 2022 Direct F3, F6
transaction STRR 10% Series A Cumulative Perpetual Preferred Stock Sale -$63.8K -6.45K -0.52% $9.89 1.23M Nov 15, 2022 Direct F7
transaction STRR 10% Series A Cumulative Perpetual Preferred Stock Sale -$1.98K -200 -0.02% $9.89 1.23M Nov 16, 2022 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Options Exercise -8.63K -100% 0 Nov 15, 2022 Common Stock 8.63K Direct F1, F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
F3 The purchases of the shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eberwein.
F4 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.90 to $0.93, rounded to the nearest cent, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, 3or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
F5 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.88 to $0.95, rounded to the nearest cent, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, 3or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
F6 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.86 to $0.93, rounded to the nearest cent, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, 3or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
F7 The sales of the shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eberwein.
F8 On November 15, 2021 the Reporting Person was granted 8,631 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 15, 2022.