MITCHELL I. QUAIN - 15 Nov 2022 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Director
Signature
/s/ Hannah Bible, as Attorney-in-Fact
Issuer symbol
STRR
Transactions as of
15 Nov 2022
Net transactions value
$0
Form type
4
Filing time
15 Nov 2022, 16:52:35 UTC
Previous filing
15 Aug 2022
Next filing
03 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STRR Common Stock Options Exercise +8,631 +15% 64,606 15 Nov 2022 Direct F1, F2
holding STRR Common Stock 74,047 15 Nov 2022 By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 F3
holding STRR Common Stock 7,300 15 Nov 2022 By IRA
holding STRR Common Stock 3,200 15 Nov 2022 By Industrial Manufacturing Institute, LLC F4
holding STRR Common Stock 300 15 Nov 2022 By Family Trust Partnership, LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Options Exercise -8,631 -100% 0 15 Nov 2022 Common Stock 8,631 Direct F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
F3 Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
F4 Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F5 Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F6 On November 15, 2021 the Reporting Person was granted 8,631 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 15, 2022.