Eric Singer - 07 Nov 2022 Form 4 Insider Report for A10 Networks, Inc. (ATEN)

Source evidence 5 source fields
Form type
4
Accepted by SEC
09 Nov 2022, 19:01:22 UTC
Previous filing
04 Oct 2022
Next filing
02 Dec 2022
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Eric Singer

Key filing fact

Eric Singer filed Form 4 for A10 Networks, Inc. (ATEN) on 09 Nov 2022.

Key facts

  • This page summarizes Eric Singer's Form 4 filing for A10 Networks, Inc. (ATEN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Nov 2022, 19:01.

Change

  • Previous filing in this sequence was filed on 04 Oct 2022.
  • Current net transaction value: -$1,090,162.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATEN transaction

Common Stock, par value $0.00001

Sale

Transaction value
$1,090,162
Shares
-60,541
Change %
-100%
Price
$18.01
Shares after
0
Date
07 Nov 2022
Ownership
By Viex Opportunities Fund, LP - Series One
Footnotes
F1, F2, F3, F4
ATEN holding

Common Stock, par value $0.00001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
46,566
Date
07 Nov 2022
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

Footnote F2

Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Footnote F3

Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Footnote F4

Represents a weighted average price. These Shares were sold in multiple transactions at prices ranging from $17.90 to $18.26. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

SEC remarks

Following the filing of this Form 4, Mr. Singer will become the sole Reporting Person.

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