Jack L. Howard - Sep 19, 2022 Form 4 Insider Report for STEEL PARTNERS HOLDINGS L.P. (SPLP)

Role
President, Director, 10%+ Owner
Signature
By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard
Stock symbol
SPLP
Transactions as of
Sep 19, 2022
Transactions value $
$0
Form type
4
Date filed
9/28/2022, 05:03 PM
Previous filing
Sep 9, 2022
Next filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLP Common Units, no par value Other +383K +22.29% 2.1M Sep 19, 2022 Direct F1, F2
holding SPLP Common Units, no par value 313 Sep 19, 2022 By Spouse F1
holding SPLP Common Units, no par value 57.3K Sep 19, 2022 By EMH Howard, LLC F1, F3
holding SPLP Common Units, no par value 459K Sep 19, 2022 By Article V Trust F1, F4
holding SPLP Common Units, no par value 1.55M Sep 19, 2022 By II Trust F1, F5
holding SPLP Common Units, no par value 756K Sep 19, 2022 By III Trust F1, F6
holding SPLP Common Units, no par value 1 Sep 19, 2022 By SPH SPV-I LLC F1
holding SPLP 6% Series A Preferred Units 196K Sep 19, 2022 Direct F1
holding SPLP 6% Series A Preferred Units 87.6K Sep 19, 2022 By EMH Howard, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
F2 Represents a distribution of Common Units from SPH SPV-I, LLC ("SPH SPV") to Mr. Howard who is a member of SPH SPV.
F3 Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
F4 Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
F5 Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
F6 Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.