William Montgomery - Aug 11, 2022 Form 3 Insider Report for ALJ REGIONAL HOLDINGS INC (ALJJ)

Role: 10%+ Owner
Signature: /s/ William Montgomery
Stock symbol: ALJJ
Transactions as of: Aug 11, 2022
Transactions value $: $0
Form type: 3
Date filed: 8/24/2022, 07:30 PM
Next filing: Aug 24, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALJJ	Common Stock, par value $0.01 per share						1.2M	Aug 11, 2022	Direct
holding	ALJJ	Common Stock, par value $0.01 per share						261K	Aug 11, 2022	By Elizabeth Glazer 2012 Trust	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALJJ	Term Loan C Convertible Debt Participation							Aug 11, 2022	Common Stock, par value $0.01 per share	2.99M	$0.54	By Elizabeth Glazer 2012 Trust	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Common Stock held by the Elizabeth Glazer 2012 Trust (the "Glazer Trust"), which the reporting person may be deemed to beneficially own as a trustee and beneficiary of the Glazer Trust.
F2	Represents shares of Common Stock issuable upon the exercise of a participation in convertible debt owned by the Glazer Trust, which the reporting person may be deemed to beneficially own as a trustee and beneficiary of the Glazer Trust.
F3	The reporting person disclaims beneficial ownership of the securities of the Issuer held by the Glazer Trust except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.