Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | DFIN | Common Stock | 2.97M | Feb 22, 2022 | By: Simcoe Partners, L.P. | F1, F2 | |||||
holding | DFIN | Common Stock | 169K | Feb 22, 2022 | By: Simcoe Select, L.P. | F1, F3 | |||||
holding | DFIN | Common Stock | 163K | Feb 22, 2022 | By: SDR Partners, LLC | F1, F4 |
Id | Content |
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F1 | This Form 3 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, previously filed a Form 4 reporting these positions. |
F2 | Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement. |
F3 | Represents securities held directly by Simcoe Select, L.P. ("Simcoe Select"). Simcoe Capital is the investment manager of Simcoe Select. Simcoe Select has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Select pursuant to an Investment Management Agreement. |
F4 | Represents securities held directly by SDR Partners, LLC ("SDR Partners"). Simcoe Capital is the investment manager of SDR Partners. SDR Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by SDR Partners pursuant to an Investment Management Agreement. |
The Reporting Person involuntarily became the beneficial owner of more than 10% of the Issuer's outstanding shares as a result of a change in the number of outstanding shares of the Issuer as reported by the Issuer in its Annual Report on Form 10-K filed with the Securities and Exchange Commission on February 22, 2022.