Lion Point Capital, LP - Mar 8, 2022 Form 3 Insider Report for WisdomTree Investments, Inc. (WT)

Role
Other*
Signature
Lion Point Capital, LP; By: Lion Point Holdings GP, LLC; By; Didric Cederholm, Manager and Member
Stock symbol
WT
Transactions as of
Mar 8, 2022
Transactions value $
$0
Form type
3
Date filed
3/18/2022, 07:12 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WT Common Stock 4.52M Mar 8, 2022 By: Investment Fund Managed By Lion Point Capital, LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by Lion Point Capital, LP ("Lion Point Capital"), Lion Point Holdings GP, LLC ("Lion Point Holdings"), and Didric Cederholm (collectively with the aforementioned entities, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein and the securities owned by the group in the aggregate, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Securities beneficially owned by Lion Point Capital as the investment manager to a certain investment fund client. As the general partner of Lion Point Capital, Lion Point Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital. As Manager and Member of Lion Point Holdings, Mr. Cederholm may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital.