Jack L. Howard - 31 Dec 2021 Form 5 Insider Report for STEEL PARTNERS HOLDINGS L.P. (SPLP)

Role
President, Director, 10%+ Owner
Signature
By: /s/ Maria Reda as attorney-in-fact for Jack L. Howard
Issuer symbol
SPLP
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
18 Jan 2022, 16:43:57 UTC
Previous filing
13 Dec 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLP Common Units, no par value Will/Inheritance $0 +312 $0.000000 312 11 Jan 2021 By Spouse F1
holding SPLP Common Units, no par value 1,719,178 31 Dec 2021 Direct F1
holding SPLP Common Units, no par value 57,306 31 Dec 2021 By EMH Howard, LLC F1, F2
holding SPLP Common Units, no par value 61,358 31 Dec 2021 By Article V Trust F1, F3
holding SPLP Common Units, no par value 1,551,652 31 Dec 2021 By II Trust F1, F4
holding SPLP Common Units, no par value 755,938 31 Dec 2021 By III Trust F1, F5
holding SPLP Common Units, no par value 1 31 Dec 2021 By SPH SPV-I LLC F1
holding SPLP 6% Series A Preferred Units 241,375 31 Dec 2021 Direct F1
holding SPLP 6% Series A Preferred Units 87,649 31 Dec 2021 By EMH Howard, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
F2 Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
F3 Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
F4 Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
F5 Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.