Michael A. Rossi - Dec 29, 2021 Form 4 Insider Report for HARVARD BIOSCIENCE INC (HBIO)

Signature
/s/ Michael A. Rossi
Stock symbol
HBIO
Transactions as of
Dec 29, 2021
Transactions value $
-$50,352
Form type
4
Date filed
1/3/2022, 06:53 PM
Previous filing
Jul 20, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBIO Common Stock Tax liability -$23K -3.16K -1.37% $7.27 228K Dec 29, 2021 Direct F1, F2
transaction HBIO Common Stock Tax liability -$27.4K -3.76K -1.65% $7.27 224K Dec 29, 2021 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with a performance restricted stock unit award previously granted to the Reporting Person that vested in part on December 29, 2021.
F2 Includes (a) 43,092 remaining restricted stock units that will vest on June 11, 2022 and 2023, (b) 25,641 restricted stock units that will vest in two equal installments on December 29, 2022 and 2023, (c) 36,876 restricted stock units with performance based vesting conditions, (d) 23,878 remaining restricted stock units that will vest on July 18, 2022, (e) 21,545 remaining restricted stock units that will vest on December 29, 2022 and 2023, and (f) 76,827 shares of common stock beneficially owned by the Reporting Person.
F3 The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with a performance restricted stock unit award previously granted to the Reporting Person that vested in part on December 29, 2021.
F4 Includes (a) the shares and awards described in footnote (2) above, less (b) the disposition of shares reported in footnote (3) above.