Raymond Wong - Nov 23, 2021 Form 4 Insider Report for ALLEGHANY CORP /DE (Y)

Role
Director
Signature
/s/ Christopher K. Dalrymple, Attorney-in-Fact
Stock symbol
Y
Transactions as of
Nov 23, 2021
Transactions value $
$12
Form type
4
Date filed
11/24/2021, 12:29 PM
Next filing
Oct 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction Y Common Stock Gift $0 -503 -6.23% $0.00 7.58K Nov 23, 2021 Direct F1
transaction Y Common Stock Options Exercise $171K +523 +6.9% $326.74 8.1K Nov 23, 2021 Direct
transaction Y Common Stock Tax liability -$171K -243 -3% $703.18 7.86K Nov 23, 2021 Direct
holding Y Common Stock 300 Nov 23, 2021 Held by limited liability company in which reporting person has a pecuniary interest
holding Y Common Stock 900 Nov 23, 2021 Held by a trust over which reporting person has voting and investment power

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction Y Option (right to buy) Options Exercise -523 -100% 0 Nov 23, 2021 Common Stock 523 $326.74 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Gift of shares of the registrant's common stock to a third party for no consideration.
F2 Reflects adjustments to the exercise price and the number of shares underlying the option as a result of stock dividends.
F3 One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.