Eric Singer - 08 Nov 2021 Form 4 Insider Report for A10 Networks, Inc. (ATEN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Nov 2021, 18:40:52 UTC
Prior SEC filing
03 Nov 2021
Next SEC filing
03 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Eric Singer

Key filing fact

Eric Singer filed Form 4 for A10 Networks, Inc. (ATEN) on 10 Nov 2021.

Key facts

  • This page summarizes Eric Singer's Form 4 filing for A10 Networks, Inc. (ATEN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 10 Nov 2021, 18:40.

Change

  • Previous filing in this sequence was filed on 03 Nov 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATEN transaction

Common Stock, par value $0.00001

Other

Transaction value
$0
Shares
-224,143
Change %
-18%
Price
$0.000000
Shares after
1,043,255
Date
08 Nov 2021
Ownership
By Viex Special Opportunities Fund II, LP
Footnotes
F1, F2, F5, F6
ATEN holding

Common Stock, par value $0.00001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
73,139
Date
08 Nov 2021
Ownership
Direct
Footnotes
F1, F2
ATEN holding

Common Stock, par value $0.00001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
645,541
Date
08 Nov 2021
Ownership
By Viex Opportunities Fund, LP - Series One
Footnotes
F1, F2, F3
ATEN holding

Common Stock, par value $0.00001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
183,036
Date
08 Nov 2021
Ownership
By Viex Opportunities Fund, LP - Series Two
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

Footnote F2

Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Footnote F3

Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Footnote F4

Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

Footnote F5

Represents a pro-rata distribution of shares to limited partners by VSO II.

Footnote F6

Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

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