MITCHELL I. QUAIN - 15 Aug 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Director
Signature
/s/ Jeffrey E. Eberwein, as Attorney-in-Fact
Issuer symbol
STRR
Transactions as of
15 Aug 2021
Net transactions value
$0
Form type
4
Filing time
17 Aug 2021, 18:17:11 UTC
Previous filing
12 Aug 2021
Next filing
19 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STRR Common Stock 28,681 15 Aug 2021 Direct
holding STRR Common Stock 39,047 15 Aug 2021 By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 F1
holding STRR Common Stock 3,200 15 Aug 2021 By Industrial Manufacturing Institute, LLC F2
holding STRR Common Stock 300 15 Aug 2021 By IRA
holding STRR Common Stock 300 15 Aug 2021 By Family Trust Partnership, LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Award +8,451 8,451 15 Aug 2021 Common Stock 8,451 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
F2 Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F3 Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F4 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F5 Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $22,225.54. The number of Restricted Stock Units granted was determined using the closing sales price per share on August 13, 2021 (the last trading day before the August 15, 2021 vesting date, which fell on a weekend) of $2.63.
F6 One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 15, 2021, subject to the reporting person continuing to be a service provider through such date.

Remarks:

Exhibit 24 - Power of Attorney