Jeffrey E. Eberwein - Aug 15, 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Executive Chairman, Director
Signature
/s/ Jeffrey E. Eberwein
Stock symbol
STRR
Transactions as of
Aug 15, 2021
Transactions value $
$0
Form type
4
Date filed
8/17/2021, 06:11 PM
Previous filing
Aug 16, 2021
Next filing
Aug 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STRR Common Stock 191K Aug 15, 2021 Direct
holding STRR 10% Series A Cumulative Perpetual Preferred Stock 660K Aug 15, 2021 Direct
holding STRR 10% Series A Cumulative Perpetual Preferred Stock 650K Aug 15, 2021 By: Jeffrey E. Eberwein Revocable Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Award +8.27K 8.27K Aug 15, 2021 Common Stock 8.27K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities held in the Eberwein Trust. Mr. Eberwein, as the trustee of the Eberwein Trust, may be deemed to beneficially own the securities held in the Eberwein Trust. Mr. Eberwein expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F3 Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $21,750. The number of Restricted Stock Units granted was determined using the closing sales price per share on August 13, 2021 (the last trading day before the August 15, 2021 vesting date, which fell on a weekend) of $2.63.
F4 One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 15, 2021, subject to the reporting person continuing to be a service provider through such date.

Remarks:

Exhibit 24 - Power of Attorney