Jeffrey E. Eberwein - 15 Aug 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Source evidence 5 source fields
Form type
4
Accepted by SEC
17 Aug 2021, 18:11:12 UTC
Previous filing
16 Aug 2021
Next filing
19 Aug 2021
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey E. Eberwein

Key filing fact

Jeffrey E. Eberwein filed Form 4 for STAR EQUITY HOLDINGS, INC. (STRR) on 17 Aug 2021.

Key facts

  • This page summarizes Jeffrey E. Eberwein's Form 4 filing for STAR EQUITY HOLDINGS, INC. (STRR).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 17 Aug 2021, 18:11.

Change

  • Previous filing in this sequence was filed on 16 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STRR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
191,213
Date
15 Aug 2021
Ownership
Direct
STRR holding

10% Series A Cumulative Perpetual Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
660,036
Date
15 Aug 2021
Ownership
Direct
STRR holding

10% Series A Cumulative Perpetual Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
650,000
Date
15 Aug 2021
Ownership
By: Jeffrey E. Eberwein Revocable Trust
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STRR transaction Derivative

Restricted Stock Unit

Award

Transaction value
Shares
+8,270
Change %
Price
Shares after
8,270
Date
15 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,270
Exercise price
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Securities held in the Eberwein Trust. Mr. Eberwein, as the trustee of the Eberwein Trust, may be deemed to beneficially own the securities held in the Eberwein Trust. Mr. Eberwein expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Footnote F2

Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Footnote F3

Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $21,750. The number of Restricted Stock Units granted was determined using the closing sales price per share on August 13, 2021 (the last trading day before the August 15, 2021 vesting date, which fell on a weekend) of $2.63.

Footnote F4

One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 15, 2021, subject to the reporting person continuing to be a service provider through such date.

SEC remarks

Exhibit 24 - Power of Attorney

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