Mitchell I. Quain - Aug 7, 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Director
Signature
/s/ Matthew Molchan, as Attorney-in-fact
Stock symbol
STRR
Transactions as of
Aug 7, 2021
Transactions value $
$0
Form type
4
Date filed
8/10/2021, 06:54 PM
Previous filing
Jul 1, 2021
Next filing
Aug 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STRR Common Stock Options Exercise +12K +71.94% 28.7K Aug 7, 2021 Direct F1, F2
holding STRR Common Stock 39K Aug 7, 2021 By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 F3
holding STRR Common Stock 3.2K Aug 7, 2021 By Industrial Manufacturing Institute, LLC F4
holding STRR Common Stock 300 Aug 7, 2021 By IRA
holding STRR Common Stock 300 Aug 7, 2021 By Family Trust Partnership, LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Options Exercise -12K -100% 0 Aug 7, 2021 Common Stock 12K Direct F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
F3 Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
F4 Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F5 Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F6 On August 7, 2020 the Reporting Person was granted 12,000 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 7, 2021.