James W. Green - Jul 8, 2021 Form 4 Insider Report for HARVARD BIOSCIENCE INC (HBIO)

Signature
/s/ David Sirois, by power of attorney
Stock symbol
HBIO
Transactions as of
Jul 8, 2021
Transactions value $
-$1,610,617
Form type
4
Date filed
7/12/2021, 04:54 PM
Previous filing
Jun 15, 2021
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBIO Common Stock Tax liability -$866K -108K -4.61% $8.03 2.23M Jul 8, 2021 Direct F1, F2
transaction HBIO Common Stock Tax liability -$745K -92.8K -4.16% $8.03 2.14M Jul 8, 2021 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were disclosed of to satisfy the Reporting Person's tax withholding obligation in connection with a restricted stock award previously granted to the Reporting Person that vested in full on July 8, 2021.
F2 Includes (a) 218,141 remaining restricted stock units that will vest on June 11, 2022 and 2023, (b) 194,698 restricted stock units that will vest in three equal installments on December 31, 2021, 2022 and 2023, (c) 163,606 remaining restricted stock units that will vest on December 31, 2021, 2022 and 2023, (d) 209,180 remaining restricted stock units that will vest on January 1, 2022 and 2023, (e) 605,035 restricted stock units with performance based vesting conditions tied to relative total shareholder return, and (f) 842,012 shares of common stock beneficially owned by the Reporting Person.
F3 The shares were disposed of to satisfy the Reporting Person's tax withholding obligation in connection with a performance restricted stock unit award previously granted to the Reporting Person that vested in part on July 8, 2021.
F4 Includes (a) the shares and awards described in footnote (2) above, less (b) the disposition of shares reported in footnote (3) above.