Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STRR | Common Stock | Exercise of in-the-money or at-the-money derivative security | $24.8K | +11K | +39.22% | $2.25 | 39K | Jun 15, 2021 | By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 | F1, F2, F3 |
holding | STRR | Common Stock | 16.7K | Jun 15, 2021 | Direct | ||||||
holding | STRR | Common Stock | 3.2K | Jun 15, 2021 | By Industrial Manufacturing Institute, LLC | F4 | |||||
holding | STRR | Common Stock | 300 | Jun 15, 2021 | By IRA | ||||||
holding | STRR | Common Stock | 300 | Jun 15, 2021 | By Family Trust Partnership, LLC | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STRR | Warrant | Exercise of in-the-money or at-the-money derivative security | -22K | -100% | 0 | Jun 15, 2021 | Common Stock | 11K | $2.25 | Direct | F1, F6 |
Id | Content |
---|---|
F1 | Warrants were exercised on June 15, 2021, but confirmation of execution and settlement was provided to Mr. Quain by his broker on June 22, 2021. |
F2 | Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee. |
F3 | Includes 28,047 shares of Common Stock previously held directly by Mr. Quain, and which are now held indirectly by Mr. Quain, as the trustee of the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, as a result of a change in the form of beneficial ownership of such shares. |
F4 | Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner. |
F5 | Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner. |
F6 | As previously reported, Mr. Quain purchased warrants directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on May 28, 2020, with a price per warrant of $0.01. |