Jeffrey E. Eberwein - Jun 7, 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Signature
/s/ Jeffrey E. Eberwein
Stock symbol
STRR
Transactions as of
Jun 7, 2021
Transactions value $
$49,060
Form type
4
Date filed
6/8/2021, 08:06 PM
Previous filing
Jun 7, 2021
Next filing
Jun 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STRR Common Stock Exercise of in-the-money or at-the-money derivative security $49.5K +22K +13.99% $2.25 179K Jun 7, 2021 Direct
holding STRR 10% Series A Cumulative Perpetual Preferred Stock 660K Jun 7, 2021 Direct
holding STRR 10% Series A Cumulative Perpetual Preferred Stock 650K Jun 7, 2021 By: Jeffrey E. Eberwein Revocable Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Warrant Exercise of in-the-money or at-the-money derivative security -$440 -44K -100% $0.01* 0 Jun 7, 2021 Common Stock 22K $2.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities held in the Eberwein Trust. Mr. Eberwein, as the trustee of the Eberwein Trust, may be deemed to beneficially own the securities held in the Eberwein Trust. Mr. Eberwein expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2 Includes 300,000 shares of the 10% Series A Cumulative Perpetual Preferred Stock previously held directly by Mr. Eberwein, and which are now held indirectly by Mr. Eberwein, as the trustee of the Eberwein Trust, as a result of a change in the form of beneficial ownership of such shares.