Jeffrey E. Eberwein - 07 Jun 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Reporting relationship: Executive Chairman, Director
Issuer ticker: STRR
Reported as of: 07 Jun 2021
Net transaction value: +$49,060
SEC form: 4
Accepted by SEC: 08 Jun 2021, 20:06:54 UTC
Prior SEC filing: 07 Jun 2021
Next SEC filing: 10 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Jeffrey E. Eberwein

Key filing fact

Jeffrey E. Eberwein filed Form 4 for STAR EQUITY HOLDINGS, INC. (STRR) on 08 Jun 2021.

Key facts

This page summarizes Jeffrey E. Eberwein's Form 4 filing for STAR EQUITY HOLDINGS, INC. (STRR).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Jun 2021, 20:06.

Change

Previous filing in this sequence was filed on 07 Jun 2021.
Current net transaction value: +$49,060.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STRR transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $49,500
Shares: +22,000
Change %: +14%
Price: $2.25
Shares after: 179,213
Date: 07 Jun 2021
Ownership: Direct

STRR holding

10% Series A Cumulative Perpetual Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 660,036
Date: 07 Jun 2021
Ownership: Direct

STRR holding

10% Series A Cumulative Perpetual Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 650,000
Date: 07 Jun 2021
Ownership: By: Jeffrey E. Eberwein Revocable Trust
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STRR transaction Derivative

Warrant

Exercise of in-the-money or at-the-money derivative security

Transaction value: $440
Shares: -44,000
Change %: -100%
Price: $0.0100^*
Shares after: 0
Date: 07 Jun 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 22,000
Exercise price: $2.25

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Securities held in the Eberwein Trust. Mr. Eberwein, as the trustee of the Eberwein Trust, may be deemed to beneficially own the securities held in the Eberwein Trust. Mr. Eberwein expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Footnote F2

Includes 300,000 shares of the 10% Series A Cumulative Perpetual Preferred Stock previously held directly by Mr. Eberwein, and which are now held indirectly by Mr. Eberwein, as the trustee of the Eberwein Trust, as a result of a change in the form of beneficial ownership of such shares.