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Signature
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/s/ Brennan McGreevy, Attorney in Fact
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Stock symbol
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ESS
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Transactions as of
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Sep 16, 2024
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Transactions value $
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-$810,479
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Form type
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4
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Date filed
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9/18/2024, 05:40 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ESS |
Common Stock |
Options Exercise |
$1.74M |
+8.08K |
+85.11% |
$214.79 |
17.6K |
Sep 16, 2024 |
Direct |
F1, F2 |
| transaction |
ESS |
Common Stock |
Sale |
-$2.23M |
-7.07K |
-40.2% |
$314.99 |
10.5K |
Sep 16, 2024 |
Direct |
F1, F3 |
| transaction |
ESS |
Common Stock |
Sale |
-$321K |
-1.02K |
-9.66% |
$315.84 |
9.49K |
Sep 16, 2024 |
Direct |
F1, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ESS |
Stock Option (Right to Purchase) |
Options Exercise |
$0 |
-8.08K |
-33.33% |
$0.00 |
16.2K |
Sep 16, 2024 |
Common Stock |
8.08K |
$214.79 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: