Duane E. White - Jun 23, 2024 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/Janet Emerson, as attorney-in-fact for Duane E. White
Stock symbol
HTLF
Transactions as of
Jun 23, 2024
Transactions value $
$0
Form type
4
Date filed
6/24/2024, 04:31 PM
Previous filing
May 23, 2024
Next filing
Sep 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +2.27K +29.81% $0.00 9.89K Jun 23, 2024 Direct
holding HTLF Common Stock 3.68K Jun 23, 2024 Trust F1
holding HTLF Common Stock 16.2K Jun 23, 2024 IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2023 Restricted Stock Units Options Exercise $0 -2.27K -100% $0.00* 0 Jun 23, 2024 Common Stock 2.27K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held as Duane E. White Revocable Trust
F2 Shares are registered in the name of PTC Custodian FBO Duane E White IRA.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F4 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person