Robert B. Engel - 23 Jun 2024 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Robert B. Engel
Issuer symbol
N/A
Transactions as of
23 Jun 2024
Net transactions value
$0
Form type
4
Filing time
24 Jun 2024, 16:29:05 UTC
Previous filing
12 Jun 2024
Next filing
08 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +2,272 +15% $0.000000 17,155 23 Jun 2024 Direct
holding HTLF Depositary shares 11,000 23 Jun 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2023 Restricted Stock Units Options Exercise $0 -2,272 -100% $0.000000* 0 23 Jun 2024 Common Stock 2,272 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F3 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person