Robert B. Engel - Jun 23, 2024 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Robert B. Engel
Stock symbol
HTLF
Transactions as of
Jun 23, 2024
Transactions value $
$0
Form type
4
Date filed
6/24/2024, 04:29 PM
Previous filing
Jun 12, 2024
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +2.27K +15.27% $0.00 17.2K Jun 23, 2024 Direct
holding HTLF Depositary shares 11K Jun 23, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2023 Restricted Stock Units Options Exercise $0 -2.27K -100% $0.00* 0 Jun 23, 2024 Common Stock 2.27K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F3 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person