Jai Kim - Mar 21, 2024 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
EVP & General Counsel, CAO
Signature
/s/ Janet Emerson, as attorney-in-fact for Jai Kim
Stock symbol
HTLF
Transactions as of
Mar 21, 2024
Transactions value $
-$22,229
Form type
4
Date filed
3/25/2024, 04:03 PM
Previous filing
Mar 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +312 +16.91% $0.00 2.16K Mar 21, 2024 Direct F1
transaction HTLF Common Stock Tax liability -$3.26K -96 -4.45% $33.99 2.06K Mar 21, 2024 Direct F2
transaction HTLF Common Stock Options Exercise $0 +1.17K +56.67% $0.00 3.23K Mar 21, 2024 Direct F1
transaction HTLF Common Stock Tax liability -$12.2K -359 -11.12% $33.99 2.87K Mar 21, 2024 Direct F2
transaction HTLF Common Stock Options Exercise $0 +705 +24.56% $0.00 3.58K Mar 21, 2024 Direct F1
transaction HTLF Common Stock Tax liability -$6.76K -199 -5.57% $33.99 3.38K Mar 21, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Time-Based Restricted Stock Options Exercise $0 -312 -100% $0.00* 0 Mar 21, 2024 Common Stock 312 Direct F1, F3
transaction HTLF 2022 Time-Based Restricted Stock Options Exercise $0 -1.17K -49.98% $0.00 1.17K Mar 21, 2024 Common Stock 1.17K Direct F1, F3
transaction HTLF 2023 Time-Based Restricted Stock Options Exercise $0 -705 -33.35% $0.00 1.41K Mar 21, 2024 Common Stock 705 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2 These shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.