| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTLF | Common Stock | Options Exercise | $0 | +7.87K | +10.78% | $0.00 | 80.9K | Mar 18, 2024 | Direct | F1 |
| transaction | HTLF | Common Stock | Tax liability | -$74.6K | -2.26K | -2.8% | $32.97 | 78.6K | Mar 18, 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTLF | 2021 Performance Based Restricted Stock (3-year performance) | Options Exercise | $0 | -14.1K | -100% | $0.00 | 0 | Mar 18, 2024 | Common Stock | 14.1K | Direct | F1, F3 | |
| transaction | HTLF | 2024 Time-Based Restricted Stock | Award | $0 | +16K | $0.00 | 16K | Mar 18, 2024 | Common Stock | 16K | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. |
| F2 | These shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F4 | Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. |