Martin Schmitz - Jun 20, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Martin Schmitz
Stock symbol
HTLF
Transactions as of
Jun 20, 2023
Transactions value $
$0
Form type
4
Date filed
6/22/2023, 04:18 PM
Previous filing
Jun 16, 2023
Next filing
Jul 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1.57K +2.4% $0.00 66.9K Jun 20, 2023 Direct
transaction HTLF Common Stock Options Exercise $0 +1.11K +1.65% $0.00 68K Jun 20, 2023 Direct
holding HTLF Common Stock 212K Jun 20, 2023 controlling member

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1.57K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.57K Direct F1, F2
transaction HTLF 2022 Director Restricted Stock Units (board retainer) Options Exercise $0 -1.11K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.11K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.