Martin J. Schmitz - 20 Jun 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Martin Schmitz
Issuer symbol
N/A
Transactions as of
20 Jun 2023
Net transactions value
$0
Form type
4
Filing time
22 Jun 2023, 16:18:43 UTC
Previous filing
16 Jun 2023
Next filing
19 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1,571 +2.4% $0.000000 66,911 20 Jun 2023 Direct
transaction HTLF Common Stock Options Exercise $0 +1,105 +1.7% $0.000000 68,016 20 Jun 2023 Direct
holding HTLF Common Stock 211,935 20 Jun 2023 controlling member

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1,571 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,571 Direct F1, F2
transaction HTLF 2022 Director Restricted Stock Units (board retainer) Options Exercise $0 -1,105 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,105 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.