Robert B. Engel - 20 Jun 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Robert B. Engel
Issuer symbol
N/A
Transactions as of
20 Jun 2023
Net transactions value
$0
Form type
4
Filing time
22 Jun 2023, 16:17:33 UTC
Previous filing
16 Jun 2023
Next filing
28 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1,396 +10% $0.000000 14,883 20 Jun 2023 Direct F1
holding HTLF Depositary shares 24,600 20 Jun 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1,396 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,396 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.
F2 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person