John K. Schmidt - Jun 20, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for John K. Schmidt
Stock symbol
HTLF
Transactions as of
Jun 20, 2023
Transactions value $
$0
Form type
4
Date filed
6/22/2023, 04:17 PM
Previous filing
Jun 16, 2023
Next filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1.4K +1.76% $0.00 80.5K Jun 20, 2023 Direct
holding HTLF Common Stock 39.7K Jun 20, 2023 by Spouse
holding HTLF Common Stock 4.78K Jun 20, 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1.4K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person