Christopher Hylen - Jun 20, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Christopher Hylen
Stock symbol
HTLF
Transactions as of
Jun 20, 2023
Transactions value $
$0
Form type
4
Date filed
6/22/2023, 04:16 PM
Previous filing
Jun 16, 2023
Next filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1.75K +47.73% $0.00 5.4K Jun 20, 2023 Direct
transaction HTLF Common Stock Options Exercise $0 +1.11K +20.45% $0.00 6.51K Jun 20, 2023 Direct
holding HTLF Depository Shares 3.5K Jun 20, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1.75K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.75K Direct F2, F3
transaction HTLF 2022 Director Restricted Stock Units (board retainer) Options Exercise $0 -1.11K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.11K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person