Christopher Hylen - 20 Jun 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Christopher Hylen
Issuer symbol
N/A
Transactions as of
20 Jun 2023
Net transactions value
$0
Form type
4
Filing time
22 Jun 2023, 16:16:37 UTC
Previous filing
16 Jun 2023
Next filing
23 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1,746 +48% $0.000000 5,404 20 Jun 2023 Direct
transaction HTLF Common Stock Options Exercise $0 +1,105 +20% $0.000000 6,509 20 Jun 2023 Direct
holding HTLF Depository Shares 3,500 20 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1,746 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,746 Direct F2, F3
transaction HTLF 2022 Director Restricted Stock Units (board retainer) Options Exercise $0 -1,105 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,105 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person