Bryan McKeag - Mar 21, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Chief Financial Officer
Signature
/s/ Janet Emerson, as attorney-in-fact for Bryan McKeag
Stock symbol
HTLF
Transactions as of
Mar 21, 2023
Transactions value $
$0
Form type
4
Date filed
3/23/2023, 11:13 AM
Previous filing
Mar 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1.02K +5.78% $0.00 18.6K Mar 21, 2023 Direct F1
transaction HTLF Common Stock Options Exercise $0 +961 +5.16% $0.00 19.6K Mar 21, 2023 Direct F1
holding HTLF Common Stock 18.8K Mar 21, 2023 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Time-Based Restricted Stock Options Exercise $0 -961 -49.18% $0.00 993 Mar 21, 2023 Common Stock 961 Direct F1, F3
transaction HTLF 2022 Time-Based Restricted Stock Options Exercise $0 -1.02K -33.34% $0.00 2.03K Mar 21, 2023 Common Stock 1.02K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2 These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.