Bryan McKeag - 21 Mar 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Chief Financial Officer
Signature
/s/ Janet Emerson, as attorney-in-fact for Bryan McKeag
Issuer symbol
N/A
Transactions as of
21 Mar 2023
Net transactions value
$0
Form type
4
Filing time
23 Mar 2023, 11:13:01 UTC
Previous filing
08 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1,017 +5.8% $0.000000 18,607 21 Mar 2023 Direct F1
transaction HTLF Common Stock Options Exercise $0 +961 +5.2% $0.000000 19,568 21 Mar 2023 Direct F1
holding HTLF Common Stock 18,818 21 Mar 2023 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Time-Based Restricted Stock Options Exercise $0 -961 -49% $0.000000 993 21 Mar 2023 Common Stock 961 Direct F1, F3
transaction HTLF 2022 Time-Based Restricted Stock Options Exercise $0 -1,017 -33% $0.000000 2,033 21 Mar 2023 Common Stock 1,017 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2 These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.