David Prince - Mar 21, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
EVP, Head of Commercial
Signature
/s/ Janet Emerson, as attorney-in-fact for David Prince
Stock symbol
HTLF
Transactions as of
Mar 21, 2023
Transactions value $
-$18,816
Form type
4
Date filed
3/23/2023, 11:01 AM
Previous filing
Mar 8, 2023
Next filing
Mar 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +793 +6.48% $0.00 13K Mar 21, 2023 Direct F1
transaction HTLF Common Stock Options Exercise $0 +806 +6.18% $0.00 13.8K Mar 21, 2023 Direct F1
transaction HTLF Common Stock Tax liability -$9.33K -243 -1.76% $38.40 13.6K Mar 21, 2023 Direct F2
transaction HTLF Common Stock Tax liability -$9.48K -247 -1.82% $38.40 13.4K Mar 21, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Time-Based Restricted Stock Options Exercise $0 -793 -49.19% $0.00 819 Mar 21, 2023 Common Stock 793 Direct F1, F3
transaction HTLF 2022 Time-Based Restricted Stock Options Exercise $0 -806 -33.32% $0.00 1.61K Mar 21, 2023 Common Stock 806 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2 These shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.