Robert B. Engel - 09 Mar 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Robert B. Engel
Issuer symbol
N/A
Transactions as of
09 Mar 2023
Net transactions value
+$244,865
Form type
4
Filing time
13 Mar 2023, 17:00:13 UTC
Previous filing
06 Mar 2023
Next filing
08 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Depositary shares Purchase $101,050 +4,002 +31% $25.25 17,002 09 Mar 2023 Direct F1, F2
transaction HTLF Depositary shares Purchase $42,590 +1,707 +10% $24.95 18,709 10 Mar 2023 Direct F2, F3
transaction HTLF Depositary shares Purchase $101,225 +4,291 +23% $23.59 23,000 13 Mar 2023 Direct F2, F4
holding HTLF Common Stock 13,389 09 Mar 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.14 to $25.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
F2 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F3 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.95 to $24.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
F4 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.4967 to $24.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote