Jai Kim - 01 Aug 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
EVP & General Counsel, CAO
Signature
/s/ Janet Emerson, as attorney-in-fact for Jay Kim
Issuer symbol
N/A
Transactions as of
01 Aug 2022
Net transactions value
$0
Form type
4
Filing time
05 Dec 2022, 17:57:14 UTC
Previous filing
22 Mar 2022
Next filing
01 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 295 01 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Time-Based Restricted Stock Award $0 +2,375 $0.000000 2,375 01 Aug 2022 Common Stock 2,375 Direct F1, F6
transaction HTLF Non-Qualified Stock Option (Right To Buy) Award $0 +6,452 $0.000000 6,452 01 Dec 2022 Common Stock 6,452 $48.79 Direct F7
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 1,374 01 Aug 2022 Common Stock 1,374 Direct F1, F2
holding HTLF 2021 Time-Based Restricted Stock 614 01 Aug 2022 Common Stock 614 Direct F1, F3
holding HTLF 2022 Performance Based Restricted Stock (3-year performance) 1,693 01 Aug 2022 Common Stock 1,693 Direct F1, F4
holding HTLF 2022 Time-Based Restricted Stock 1,129 01 Aug 2022 Common Stock 1,129 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
F3 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F4 These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
F5 Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
F6 Of these restricted stock units, 1/3 vest on 8-1-2023, 1/3 vest on 8-1-2024, and 1/3 vest on 8-1-2025
F7 The options shall vest 25% on each of the first four anniversaries of the grant date of the award