Robert B. Engel - 02 Sep 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Robert B Engel
Issuer symbol
N/A
Transactions as of
02 Sep 2022
Net transactions value
+$35,628
Form type
4
Filing time
06 Sep 2022, 10:43:37 UTC
Previous filing
30 Aug 2022
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Depository Shares Purchase $6,405 +250 +2.9% $25.62 8,861 02 Sep 2022 Direct F2
transaction HTLF Depository Shares Purchase $22,785 +889 +10% $25.63 9,750 02 Sep 2022 Direct F2
transaction HTLF Depository Shares Purchase $6,438 +250 +2.6% $25.75 10,000 02 Sep 2022 Direct F2
holding HTLF Common Stock 13,296 02 Sep 2022 Direct F1
holding HTLF Depository Shares 8,611 02 Sep 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2022 Director Restricted Stock Units 0 02 Sep 2022 Common Stock 1,396 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares participate in a Dividend Reinvestment Plan.
F2 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.