Deborah K. Deters - Jun 30, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
EVP, Chief HR Officer
Signature
/s/ Deborah K Deters
Stock symbol
HTLF
Transactions as of
Jun 30, 2022
Transactions value $
$14,858
Form type
4
Date filed
7/1/2022, 06:04 PM
Previous filing
Mar 22, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Award $14.9K +396 +7.97% $37.52 5.37K Jun 30, 2022 Direct F1
holding HTLF Common Stock 4.97K Jun 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2020 Performance Based Restricted Stock (3-year performance) 0 Jun 30, 2022 Common Stock 1.29K Direct F2, F3
holding HTLF 2020 Time-Based Restricted Stock 628 Jun 30, 2022 Common Stock 431 Direct F2, F4
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 0 Jun 30, 2022 Common Stock 1.69K Direct F2, F5
holding HTLF 2021 Time-Based Restricted Stock 267 Jun 30, 2022 Common Stock 754 Direct F2, F6
holding HTLF 2022 Performance Based Restricted Stock (3-year performance) 0 Jun 30, 2022 Common Stock 1.58K Direct F2, F7
holding HTLF 2022 Time-Based Restricted Stock 0 Jun 30, 2022 Common Stock 1.05K Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares purchased through the Employee Stock Purchase Program
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
F4 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F5 These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
F6 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
F7 These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
F8 Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.