| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HTLF | Common Stock | 92.7K | Jun 15, 2022 | GST TRUST | ||||||
| holding | HTLF | Common Stock | 12.8K | Jun 15, 2022 | As Trustee | F1 | |||||
| holding | HTLF | Common Stock | 254K | Jun 15, 2022 | Family II LLLP | ||||||
| holding | HTLF | Common Stock | 313K | Jun 15, 2022 | Family LLLP | F2 | |||||
| holding | HTLF | Common Stock | 11K | Jun 15, 2022 | Spouses Trust | F3 | |||||
| holding | HTLF | Common Stock | 12.2K | Jun 15, 2022 | HTLF Retirement Plan | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HTLF | 2022 Director Restricted Stock Units | 0 | Jun 15, 2022 | Common Stock | 1.4K | Direct | F5, F6 |
| Id | Content |
|---|---|
| F1 | These shares are held by Lynn B. Fuller Trust Under Agreement dated 5-7-96, Lynn B. Fuller Trustee |
| F2 | These shares are held by LBF Heartland Partnership LLLC - Lynn B Fuller is the General Partner. Wife and two (2) adult sons are Limited Partners. |
| F3 | These shares are held by Cynthia A Fuller Declaration of Trust under agreement dated 7/2/2015, Cynthia A Fuller, Trustee |
| F4 | Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F6 | These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. |