Lynn B. Fuller - Jun 15, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Lynn B. Fuller
Stock symbol
HTLF
Transactions as of
Jun 15, 2022
Transactions value $
$0
Form type
4
Date filed
6/21/2022, 01:30 PM
Previous filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 92.7K Jun 15, 2022 GST TRUST
holding HTLF Common Stock 12.8K Jun 15, 2022 As Trustee F1
holding HTLF Common Stock 254K Jun 15, 2022 Family II LLLP
holding HTLF Common Stock 313K Jun 15, 2022 Family LLLP F2
holding HTLF Common Stock 11K Jun 15, 2022 Spouses Trust F3
holding HTLF Common Stock 12.2K Jun 15, 2022 HTLF Retirement Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2022 Director Restricted Stock Units 0 Jun 15, 2022 Common Stock 1.4K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Lynn B. Fuller Trust Under Agreement dated 5-7-96, Lynn B. Fuller Trustee
F2 These shares are held by LBF Heartland Partnership LLLC - Lynn B Fuller is the General Partner. Wife and two (2) adult sons are Limited Partners.
F3 These shares are held by Cynthia A Fuller Declaration of Trust under agreement dated 7/2/2015, Cynthia A Fuller, Trustee
F4 Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.
F5 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.