Lynn B. Fuller - 15 Jun 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Lynn B. Fuller
Issuer symbol
N/A
Transactions as of
15 Jun 2022
Net transactions value
$0
Form type
4
Filing time
21 Jun 2022, 13:30:41 UTC
Previous filing
22 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 92,669 15 Jun 2022 GST TRUST
holding HTLF Common Stock 12,788 15 Jun 2022 As Trustee F1
holding HTLF Common Stock 254,258 15 Jun 2022 Family II LLLP
holding HTLF Common Stock 313,180 15 Jun 2022 Family LLLP F2
holding HTLF Common Stock 11,000 15 Jun 2022 Spouses Trust F3
holding HTLF Common Stock 12,188 15 Jun 2022 HTLF Retirement Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2022 Director Restricted Stock Units 0 15 Jun 2022 Common Stock 1,396 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Lynn B. Fuller Trust Under Agreement dated 5-7-96, Lynn B. Fuller Trustee
F2 These shares are held by LBF Heartland Partnership LLLC - Lynn B Fuller is the General Partner. Wife and two (2) adult sons are Limited Partners.
F3 These shares are held by Cynthia A Fuller Declaration of Trust under agreement dated 7/2/2015, Cynthia A Fuller, Trustee
F4 Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.
F5 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.