Robert B. Engel - Jun 15, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Robert B Engel
Stock symbol
HTLF
Transactions as of
Jun 15, 2022
Transactions value $
$60,014
Form type
4
Date filed
6/17/2022, 12:47 PM
Previous filing
Jun 6, 2022
Next filing
Aug 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 13.3K Jun 15, 2022 Direct F1
holding HTLF Depository Shares 4.49K Jun 15, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Award $60K +1.4K $42.99 0 Jun 15, 2022 Common Stock 1.4K Direct F3, F4
holding HTLF 2022 Director Restricted Stock Units 0 Jun 15, 2022 Common Stock 0 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares participate in a Dividend Reinvestment Plan.
F2 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.