Kathryn G. Unger - 05 Jun 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/Kathryn G. Unger
Issuer symbol
N/A
Transactions as of
05 Jun 2022
Net transactions value
$0
Form type
4
Filing time
06 Jun 2022, 17:09:50 UTC
Previous filing
21 May 2021
Next filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $66,375 +1,500 $44.25 1,500 05 Jun 2022 Direct
transaction HTLF Common Stock Options Exercise $42,038 +950 +63% $44.25 2,450 05 Jun 2022 Direct
holding HTLF Common Stock 0 05 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Options Exercise $66,375 -1,500 -50% $44.25 1,500 05 Jun 2022 Common Stock 0 Direct F1, F2
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Options Exercise $42,038 -950 -50% $44.25 950 05 Jun 2022 Common Stock 0 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2022 Common Stock 1,500 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 05 Jun 2022 Common Stock 950 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.