Martin Schmitz - Jun 5, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Martin J. Schmitz
Stock symbol
HTLF
Transactions as of
Jun 5, 2022
Transactions value $
$0
Form type
4
Date filed
6/6/2022, 04:52 PM
Previous filing
Feb 9, 2022
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $59.7K +1.35K +1.99% $44.25 69.3K Jun 5, 2022 Direct
holding HTLF Common Stock 68K Jun 5, 2022 Direct
holding HTLF Common Stock 212K Jun 5, 2022 controlling member

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Options Exercise -$59.7K -1.35K -50% $44.25 1.35K Jun 5, 2022 Common Stock 0 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2022 Common Stock 1.35K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.