Daniel C. Stevens - Mar 16, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
EVP, Operations
Signature
/s/ Dan Stevens
Stock symbol
HTLF
Transactions as of
Mar 16, 2021
Transactions value $
$190,435
Form type
4
Date filed
9/14/2021, 02:32 PM
Next filing
Mar 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 0 Mar 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Performance Based Restricted Stock (3-year performance) Award $114K +2.19K $52.26 0 Mar 16, 2021 Common Stock 2.19K Direct F1, F2
transaction HTLF 2021 Time-Based Restricted Stock Award $76.2K +1.46K $52.26 0 Mar 16, 2021 Common Stock 1.46K Direct F1, F3
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 0 Mar 16, 2021 Common Stock 0 Direct F1, F2
holding HTLF 2021 Time-Based Restricted Stock 0 Mar 16, 2021 Common Stock 0 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
F3 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.