Deborah K. Deters - 30 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
EVP, Chief HR Officer
Signature
/s/ Deborah K Deters
Issuer symbol
N/A
Transactions as of
30 Jun 2021
Net transactions value
+$4,831
Form type
4
Filing time
01 Jul 2021, 15:25:29 UTC
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Award $4,831 +114 +3.8% $42.38 3,109 30 Jun 2021 Direct F1
holding HTLF Common Stock 2,995 30 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2021 Time-Based Restricted Stock 0 30 Jun 2021 Common Stock 0 Direct F2, F3
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 0 30 Jun 2021 Common Stock 0 Direct F2, F4
holding HTLF 2020 Time-Based Restricted Stock 0 30 Jun 2021 Common Stock 0 Direct F2, F5
holding HTLF 2020 Performance Based Restricted Stock (3-year performance) 0 30 Jun 2021 Common Stock 1,292 Direct F2, F6
holding HTLF 2019 Time-Based Restricted Stock 0 30 Jun 2021 Common Stock 354 Direct F2, F7
holding HTLF 2019 Performance Based Restricted Stock (3-year performance) 0 30 Jun 2021 Common Stock 1,064 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased 06/30/2021 through the Employee Stock Purchase Plan.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
F4 These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
F5 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F6 These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer.
F7 Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
F8 These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer